Initial filing by director officer or owner of more than ten percent.

Registration of up to an additional 20% of securities for any offering registered on an S-1

Statement of changes in beneficial ownership of securities

EFFECT

Amended Registration statement for face-amount certificate companies

Registration of certain classes of securities 12(b) of the Securities Exchange Act

Registration statement for face-amount certificate companies

Amendment to a previously filed DRS

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy